Opportunity Information: Apply for PAR 21 237
The NINDS Efficacy Clinical Trials (UG3/UH3 Clinical Trial Required) funding opportunity (PAR-21-237) is a National Institutes of Health (NIH) cooperative agreement designed to support investigator-initiated efficacy clinical trials that align with the mission and research priorities of the National Institute of Neurological Disorders and Stroke (NINDS). In plain terms, it is meant for research teams that are ready to test whether an intervention works in people for neurological disorders or stroke-related conditions, using a well-designed clinical trial. NINDS is looking for trials that answer meaningful clinical questions within its scientific scope, and it explicitly allows a wide range of intervention types, including drugs, biologics, and medical devices, as well as surgical approaches, behavioral treatments, and rehabilitation therapies. Applicants are expected to ensure their proposed study fits clearly within NINDS program interests, which are described on the institute's website.
This opportunity uses the UG3/UH3 phased award structure under a cooperative agreement, which typically means the project is supported in two linked stages with active involvement from NIH staff. The UG3 phase generally supports planning and start-up activities needed to responsibly launch an efficacy trial, while the UH3 phase supports implementation once predefined milestones are met. Because this is a cooperative agreement rather than a standard grant, awardees should expect substantial NIH programmatic involvement, such as coordinated oversight, milestone-driven progression, and ongoing communication around trial conduct, performance, and alignment with the approved plan.
The FOA sits in the health funding category and is associated with CFDA number 93.853. It is classified as a discretionary funding opportunity and supports clinical trials that are explicitly required, meaning the application must include a clinical trial that evaluates efficacy. While the posted source data does not list an award ceiling or the expected number of awards, applicants should not interpret that as unlimited funding; instead, budgets are typically evaluated based on the scientific justification, the operational needs of the trial, and NINDS policies and expectations for cost realism.
Eligibility is broad and includes many types of U.S. governmental entities and research-performing organizations. Eligible applicants include state, county, city or township governments; special district governments; independent school districts; public housing authorities and Indian housing authorities; and federally recognized Native American tribal governments. Academic eligibility includes public and state-controlled institutions of higher education as well as private institutions of higher education. The FOA also allows nonprofit organizations both with and without 501(c)(3) status (excluding institutions of higher education when specified), for-profit organizations other than small businesses, and small businesses. In addition, the announcement highlights categories of other eligible applicants such as Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), Tribally Controlled Colleges and Universities (TCCUs), faith-based or community-based organizations, eligible federal agencies, regional organizations, U.S. territories or possessions, and even non-U.S. entities (foreign organizations). That breadth signals NINDS interest in strong trials regardless of institutional type, as long as the team can meet clinical trial and regulatory expectations and can carry out the work successfully.
Key timing details from the source data include an original closing date of 2025-01-09 and a creation date of 2021-05-19. Prospective applicants should still verify current submission dates and any updates or reissues of the FOA in NIH systems before preparing an application, since NIH opportunities can have multiple receipt dates, amendments, or policy updates over time.
Overall, this FOA is aimed at research groups prepared to run a rigorous, milestone-driven efficacy trial in neurology or stroke, with NINDS closely engaged through the cooperative agreement mechanism. The central expectation is a trial that can credibly determine whether a treatment or intervention provides clinical benefit, using methods appropriate for the question, population, and intervention type, and with the operational readiness to move from structured start-up to full trial execution under the UG3/UH3 framework.Apply for PAR 21 237
- The National Institutes of Health in the health sector is offering a public funding opportunity titled "NINDS Efficacy Clinical Trials (UG3/UH3 Clinical Trial Required)" and is now available to receive applicants.
- Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.853.
- This funding opportunity was created on 2021-05-19.
- Applicants must submit their applications by 2025-01-09. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
- Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
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FAQs: NINDS Efficacy Clinical Trials (UG3/UH3 Clinical Trial Required) - PAR-21-237
What is this funding opportunity?
This is an NIH National Institute of Neurological Disorders and Stroke (NINDS) cooperative agreement funding opportunity (PAR-21-237) that supports investigator-initiated efficacy clinical trials for neurological disorders and stroke-related conditions.
What is the main goal of this FOA?
The main goal is to support well-designed efficacy clinical trials that test whether an intervention works in people and answers meaningful clinical questions within the NINDS mission and research priorities.
Does the application have to include a clinical trial?
Yes. Clinical trials are required under this FOA, and the proposed study must evaluate efficacy.
What kinds of interventions are allowed?
The FOA explicitly allows a wide range of intervention types, including drugs, biologics, medical devices, surgical approaches, behavioral treatments, and rehabilitation therapies, as long as the trial fits within NINDS scientific scope.
What research areas are considered a fit?
The trial should clearly align with the NINDS mission and program interests in neurology or stroke-related conditions. Applicants are expected to ensure their study fits NINDS priorities as described on the institute's website.
What does UG3/UH3 mean in this opportunity?
UG3/UH3 is a phased award structure. The UG3 phase generally supports planning and start-up activities needed to responsibly launch an efficacy trial, and the UH3 phase supports trial implementation once predefined milestones are met.
Is this a standard NIH grant or something different?
This is a cooperative agreement, not a standard grant. That means NIH staff are expected to have substantial programmatic involvement, including coordinated oversight, milestone-driven progression, and ongoing communication around trial conduct and performance.
What does "substantial NIH involvement" typically imply for awardees?
Based on the description provided, awardees should expect coordinated oversight from NIH, progression tied to meeting predefined milestones, and ongoing communication to maintain alignment with the approved plan and expectations for trial conduct and performance.
What determines whether a project can move from the UG3 phase to the UH3 phase?
Progression is milestone-driven. The UH3 implementation phase is supported once the predefined milestones for the UG3 start-up phase are met.
What funding category and assistance listing are associated with this FOA?
The FOA sits in the health funding category and is associated with CFDA number 93.853.
Is this discretionary funding?
Yes. It is classified as a discretionary funding opportunity.
Is there an award ceiling or a stated expected number of awards?
The provided source data does not list an award ceiling or the expected number of awards.
Does the absence of an award ceiling mean funding is unlimited?
No. The description indicates that budgets are typically evaluated based on scientific justification, operational needs of the trial, and NINDS policies and expectations for cost realism.
Who is eligible to apply?
Eligibility is broad and includes many U.S. governmental entities and research-performing organizations, academic institutions, nonprofits, and for-profit entities, including small businesses.
Which government entities are eligible?
Eligible applicants include state governments; county governments; city or township governments; special district governments; independent school districts; public housing authorities and Indian housing authorities; and federally recognized Native American tribal governments.
Are colleges and universities eligible?
Yes. Eligible academic applicants include public and state-controlled institutions of higher education as well as private institutions of higher education.
Are nonprofits eligible?
Yes. The FOA allows nonprofit organizations both with and without 501(c)(3) status (with exclusions noted in the source text when institutions of higher education are specified separately).
Are for-profit organizations eligible?
Yes. For-profit organizations other than small businesses are eligible, and small businesses are also eligible.
Are foreign (non-U.S.) organizations eligible?
Yes. The announcement explicitly includes non-U.S. entities (foreign organizations) among eligible applicants.
Are U.S. territories or possessions eligible?
Yes. The eligible applicant categories include U.S. territories or possessions.
Are federal agencies eligible?
Yes. The announcement includes eligible federal agencies among the eligible applicant categories.
Do serving institutions and mission-driven organizations qualify?
The announcement highlights eligibility for a range of institution types and organizations, including Alaska Native and Native Hawaiian Serving Institutions, AANAPISIs, Hispanic-serving Institutions, HBCUs, TCCUs, faith-based or community-based organizations, and regional organizations.
What is the original closing date listed in the provided information?
The source data lists an original closing date of 2025-01-09.
What is the creation date listed in the provided information?
The source data lists a creation date of 2021-05-19.
Should applicants rely only on the closing date shown here?
No. The provided information notes that applicants should verify current submission dates and any updates or reissues of the FOA in NIH systems, because NIH opportunities can have multiple receipt dates, amendments, or policy updates over time.
What kind of trial readiness does this FOA expect?
This FOA is aimed at research groups prepared to run a rigorous, milestone-driven efficacy trial, with operational readiness to move from structured start-up (UG3) to full trial execution (UH3) under the cooperative agreement framework.
What is the core expectation for the trial design?
The central expectation is a clinical trial that can credibly determine whether a treatment or intervention provides clinical benefit, using methods appropriate for the clinical question, population, and intervention type.
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